320 North Meridian Street
Suite 612
Indianapolis, Indiana 46204
james.klimek@klimek-law.com
317.800.3297
Private practice in the field of securities law: advise companies and funds on capital formation; counsel brokers and investment advisers on compliance; defend SEC and Indiana Securities Division investigations
Financial Industry Regulatory Authority: Dispute Resolution Arbitrator
American Bar Association: State and Federal Regulation of Securities Committees
Public Service: Indiana Securities Division, Chief Counsel, 1994-97; Deputy Commissioner, 1992-94
Education: Indiana University Maurer School of Law, J.D., 1992, Colby College, B.A., 1989