320 North Meridian Street
Suite 612
Indianapolis, Indiana 46204
james.klimek@klimek-law.com
317.800.3297

Private practice in the field of securities law: advise companies and funds on capital formation; counsel brokers and investment advisers on compliance; defend SEC and Indiana Securities Division investigations

Financial Industry Regulatory Authority: Dispute Resolution Arbitrator

American Bar Association: State and Federal Regulation of Securities Committees

Public Service: Indiana Securities Division, Chief Counsel, 1994-97; Deputy Commissioner, 1992-94

Education: Indiana University Maurer School of Law, J.D., 1992, Colby College, B.A., 1989